Broker Alert: Gerald Cipolla consents to bar by FINRA

Gerald Cipolla (Gerald Francis Cipolla) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating possible claims against stockbroker Gerald Cipolla.

In 2016 Gerald Cipolla was barred by FINRA from practicing as a broker indefinitely. Gerald Cipolla worked for PFS Investments Inc in Rego Park, New York from 1993 to 2015.

FINRA alleges that Gerald Cipolla engaged in the following misconduct: misrepresented the guaranteed return of fixed indexed annuities and that Cipolla made unsuitable recommendations for fixed annuity mutual funds.

These claims were settled for between $45,000 and $54,556.

Gerald Cipolla has at least 7 other judgments and liens against him.

If you invested money through Gerald Cipolla, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.