Dennis Farrah (Dennis Mitchell Farrah) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Dennis Farrah.
In June 2018 Dennis Farrah was barred by FINRA indefinitely from practicing as a broker. Dennis Farrah worked for Taylor Capital Management in Aurora, Colorado from 2013 to 2017.
Dennis Farrah was previously associated with Sicor Securities, Inc. and Questar Capital Corporation.
FINRA alleges that Dennis Farrah engaged in the following misconduct: failed to provide FINRA with the requested documentation as part of investigation that he was engaged in the practice of “selling-away.”
Customers filed complaint with FINRA that Farrah had a breach of fiduciary duty. He allegedly sold Madyson Capital Investment REIT shares and misrepresented these investments as low-risk.
Farrah was separated from employment at TCM Securities after the employer discovered that Farrah had not disclosed his selling-away of short-term real estate notes.
Dennis Farrah has been the subject of at least 7 customer disputes.
If you invested money through Dennis Farrah, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.