Brokers Brad Curtis Brooks and Walter Warren Parker and Titan Securities have been sued by a customer in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating claims filed against stockbrokers Brad Curtis Brooks and Walter Warren Parker.
Brad Curtis Brooks has been working for Titan Securities in Addison, Texas since October 2005.
Walter Warren Parker has been working for Titan Securities in Rowlett, Texas since August 2006 until his recent FINRA suspension. In April 2018, Walter Warren Parker consented to a FINRA fine and suspension relating to his sales of alternative investments to an elderly customer that were not suitable for the customer given her age, risk tolerance, financial experience, and liquidity. The investments at issue were BEMT (a REIT), IEFF (a direct financing fund involving debt collateralized by equipment), UDF4 (a Maryland REIT), and ARC3 (another Marlyland REIT).
Walter Warren Parker has been the subject of at least 7 customer disputes.
Brad Curtis Brooks has been the subject of at least 5 customer disputes and has also previously been fined by FINRA.
The most recent FINRA arbitration proceeding against Brad Curtis Brooks and Walter Warren Parker and Titan Securities was filed in or around October 2017, and the customer seeks $300,000 in damages.
If you invested money through Brad Curtis Brooks and Walter Warren Parker, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.