Tom Parks was an Ameriprise Financial Services broker from 1993 till he was terminated in April of 2016. He was terminated following multiple customer complaints for unsuitability in recommending various investments to include: variable annuities, REITS, mutual funds, and oil and gas securities. Aside from the unsuitability claims, certain disputes allege breach of contract, fraud, negligence and breach of fiduciary duty. Per his FINRA BrokerCheck report, there are nine outstanding customer complaints against him.
Fishman Haygood represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood lawyer today.
