Reclaim your financial future

If you have been the victim of investment fraud,
we are here to fight for your rights.

    Talk to us

    To schedule a free case assessment,
    click below or call 504.207.5010.

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    Fishman Haygood helps hard-working people and businesses that have lost money due to fraud by brokers, financial advisors, brokerage firms, hedge funds and other financial institutions. We are dedicated lawyers with a national reputation and a track record of recovering tens of millions of dollars for clients across the United States.

    Sample Results

    $22 million

    for investors in improperly-sold variable annuities and mutual funds group regarding improper sales of annuities and mutual funds

    $1.6 million

    an elderly couple regarding private placement real estate investment.

    $307 thousand

    for investors in REITS, promissory note programs, limited partnerships and private oil drilling programs

    Hear from our clients

    ...managed and directed the mediation flawlessly!

    Jerry U.

    Returned our family’s hard earned life’s savings from the clutches of a despicable individual who long claimed to be a family friend.

    Doreen B.

    Total victory in our lawsuits against a large and well recognized financial entity.

    Dale G.


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    I think I have suffered losses as a result of my broker's actions. What should I do?

    Not all losses suffered in an investment account are your broker’s fault, but many times they can be. We will analyze your specific situation and advise you whether we think that your broker contributed to your losses as a result of negligent or intentional misconduct. If we determine that your broker was at fault, often the proper course of action is to file a FINRA Arbitration Proceeding against the broker and his/her firm.

    What is FINRA?

    FINRA is the “Financial Industry Regulatory Authority.” FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. It helps write securities rules and guidelines and enforces them in the U.S. FINRA also administers the largest arbitration forum (with more than 70 hearing locations) designed to resolve securities-related disputes between and among investors, securities firms, and brokers.

    Investors can learn more about FINRA at

    What is a FINRA arbitration proceeding?

    FINRA Arbitration is a legal proceeding designed to address disputes between investors and their brokers or the firms that employ the brokers. It is similar to a trial in court, but instead of having a judge and jury, your case is decided by one or more arbitrators. Arbitrators tend to be lawyers, accountants, professors, bankers, brokers, or other professionals. They review the law and evidence presented by the parties and render a final, binding award.

    Where would the arbitration take place?

    FINRA’s rules provide that the arbitration proceeding will take place at the FINRA location “closest to the customer’s residence at the time of the events giving rise to the dispute.” FINRA offers 72 hearing venues, including at least one in each state of the United States, one in San Juan, Puerto Rico, and one in London, UK.

    All FAQs

    Resources for Investors and Families

    View All Resources
    August 7, 2023 in Resources

    Burge Authors Article on the Lesser-Known Risks of Securities-Backed Loans

    Jason Burge authored the article “Investors Cornered: The Risks of Securities-Backed Loans” published in the most recent edition of the PIABA Bar Journal, a publication of the Public Investors…
    Read More
    June 12, 2023 in Investment Fraud, Resources

    Unsuitable Recommendations: Dana Davis Suspended for Violating FINRA Rule 2111

    On Mar. 31, 2023, the Financial Industry Regulatory Authority (FINRA) suspended former New York-based Newbridge Securities Corporation broker Dana Davis from associating with any FINRA member in all…
    Read More
    April 12, 2023 in News, Resources

    Credit Suisse Perpetual Additional Tier 1 Securities a/k/a AT1 Bond Investors: Explore Your Legal Options

    On Mar. 19, 2023, Credit Suisse, a global investment bank and financial services firm based in Switzerland, announced its merger with UBS, a global firm providing financial services…
    Read More
    April 10, 2023 in Resources

    Protecting Vulnerable Investors: John Nicholas Matson Barred for Violating FINRA Rule 8210

    On Dec. 19, 2022, the Financial Industry Regulatory Authority (FINRA) permanently barred former California-based LPL Financial LLC broker John Nicholas Matson from association with any FINRA member in…
    Read More

    Why Fishman Haygood?


    The staff, lawyers and expert witness access of a major U.S. law firm stand behind your case. We cover all upfront expenses and you pay nothing unless we recover funds for you.

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    We’re in court every day against the biggest, toughest law firms in the nation. We know how to best them and we never back down.

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    No one outworks us. We won’t rest until we get you the best possible settlement or verdict.

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    We vow to treat every client with dignity, respect and honesty.

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