Brokers Wilson Henry Williams and David Wilson Williams and their firm WFG Advisors have been sued by a customer in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating claims filed against Wilson Henry Williams, David Wilson Williams, and WFG Advisors.
Wilson Henry Williams has been working for WFG Advisors or WFG Investments since August 1988. WFG Investments has been the subject of several consent agreements with FINRA, including one in 2013 in which WFG Investments was censured and fined $200,000. Wilson Henry Williams has been the subject of at least 4 customer disputes according to FINRA’s BrokerCheck. The most recent FINRA arbitration was filed in November 2017 and involves claims relating to the failure to supervise sales of direct participation programs and limited partnership interests. The customer seeks over $230,000 in damages.
David Wilson Williams has been working for WFG Investments, Inc. in Dallas, Texas since October 2000. He is also affiliated with the Williams Financial Group.
David Wilson Williams has been named in at least 2 customer disputes according to FINRA’s BrokerCheck. These cases involve claims relating to misrepresentation, unsuitable recommendations, breach of contract, and the failure to conduct reasonable investigation into Servergy.
If you invested money through Wilson Henry Williams, David Wilson Williams, WFG Advisors, or WFG Investments, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.
