Minish Hede (Minish Joe Hede) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Minish Hede.
In February 2018 Minish Hede was barred after he failed to respond to a FINRA request for information from practicing as a broker. Minish Hede worked for Paulson Investment Company LLC in New York, NY from 2013 to 2017.
Minish Hede was previously associated with Advanced Equities, INC, which FINRA expelled in 2014.
FINRA alleges that Minish Hede engaged in the following misconduct: negligence, failure to provide documentation.
Minish Hede has been the subject of at least 5 customer disputes.
If you invested money through Minish Hede, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.