A district court recently sentenced Edison Denizard of Orlando, Florida, to four years and nine months in federal prison for his role in a $7 million investment fraud…
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In September 2020, the Securities and Exchange Commission (the “SEC”) indicted several executives, directors and attorneys affiliated with 1 Global Capital LLC (“1 Global”) for perpetrating a $100…
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The Securities and Exchange Commission (“SEC”) recently announced it was giving senior enforcement officers the ability to approve formal orders of investigation in an effort to give the…
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A Dallas County Grand Jury recently indicted Sarah Helen Hancock in connection with allegations that she committed fraud while working as an investment adviser at Hancock-Smith, LLC. The…
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The Securities and Exchange Commission has charged Vuuzle Media Corporation and its founder, Ronald Shane Flynn, with perpetrating an offering fraud that bilked $14 million from investors throughout…
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A First Standard Financial and National Securities Corporation broker, Jeffrey Broten , has been barred from the securities industry in connection with a FINRA investigation into his potentially…
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