Broker Brandon Curt Stimpson and Allegis Investment Advisors, LLC / Allegis Investment Services, LLC were hit with a FINRA Arbitration Award in the amount of more than $400,000, including damages, interest, expert fees, attorney’s fees, and filing fees. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating claims filed against stockbroker Brandon Curt Stimpson.
The customer alleged unsuitability, unauthorized trading, failure to supervise, and breach of fiduciary duty. The claims related to buying and selling and index put options tied to the performance of the Russell 2000 Index.
Brandon Curt Stimpson worked for Allegis Investment Services in North Logan, Utah from May 2014 to December 2017. Prior to that, he worked for Signator Financial Services, Inc.
Stimpson was fired by Allegis Investment Advisors in December 2017 for failing to follow firm policies and code of ethics. Brandon Curt Stimpson. has been the subject of at least 8 customer disputes, according to FINRA’s BrokerCheck.
There are currently two other FINRA arbitration proceedings pending against Brandon Curt Stimpson relating to the sale of options. One customer seeks $300,000 in damages and the other seeks $400,000 in damages.
If you invested money through Brandon Curt Stimpson, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.
