FINRA Arbitration Filed Against Irving Schorsch, III and Pennsylvania Capital Management

Broker Irving G. Schorsch and Pennsylvania Capital Management have been sued by a customer in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating claims filed against stockbroker Irving G. Schorsch.

Irving Schorsch has been working for Pennsylvania Capital Management in Willow Grove, Pennsylvania since 1995. He has also been affiliated with Purshe Kaplan Sterling Investments in Albany, New York and Western International Securities, Inc. in Pasadena, California.

The FINRA arbitration proceeding against Irving Schorsch and Pennsylvania Capital Management was filed in or around March 2017, and the customer alleges breach of fiduciary duty, misrepresentation, and omissions, as well as violations of industry rules and sates laws.

If you invested money through Irving Schorsch, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

 

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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