FINRA Arbitration Filed Against Steven Curtis Darden and LPL Financial, LLC

Broker Steven Curtis Darden and LPL Financial have been sued by a customer in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating claims filed against stockbroker Steven Curtis Darden.

Steven Curtis Darden has been working for LPL Financial in Shreveport, Louisiana since June 2016. Prior to that, he was affiliated with Edward Jones.

The FINRA arbitration proceeding against Steven Curtis Darden and LPL Financial was filed in or around July 2016, and the customer alleges that Steven Curtis Darden recommended an unsuitable investment strategy and provided bad advice relating to subaccounts in a variable annuity. The customer seeks nearly $350,000 in damages.

If you invested money through Steven Curtis Darden, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

 

Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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