Sean Brady (Sean Aaron Brady) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Sean Brady.
In June 2018 Sean Brady was barred by FINRA indefinitely from practicing as a broker. Sean Brady worked for First Allied Securities, Inc. in St. Louis, Missouri from 2008 to 2017.
Sean Brady was previously associated with FFP Securities, Inc..
FINRA alleges that Sean Brady engaged in the following misconduct: failed to provide FINRA with the requested documentation as part of investigation into sales practices violations.
Customers allege that Sean Aaron Brady made unsuitable investment recommendations, completed paperwork without customer approval, and misrepresented wealth and net worth to customers dating back to 2012.
Brady was separated from employment by First Allied Securities in October 2017 and no longer works there.
Sean Brady has been the subject of at least 6 customer disputes.
If you invested money through Sean Brady, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.
