Brandon Rudolph (Brandon Carl Rudolph) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating possible claims against stockbroker Brandon Rudolph.
In May 2018 Brandon Rudolph was barred permanently from practicing as a broker. Brandon Rudolph worked for Chelsea Financial Services in Las Vegas, Nevada from December 2014 to December 2016.
Brandon Rudolph was previously associated with Capital City Securities, and he worked for Wealthforge Securities, LLC from January 2017 through September 2017.
FINRA alleges that Brandon Rudolph engaged in the following misconduct: failed to respond to a FINRA investigation of his possible participation in private securities transactions away from Chelsea.
By refusing to provide information to FINRA, Brandon Rudolph violated FINRA Rules 8210 and 2010.
If you invested money through Brandon Rudolph, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.