Vaughn Lee Andrews (Vaughn Lee Andrews-McKay) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating possible claims against stockbroker Vaughn Lee Andrews.
In May 2018 Vaughn Lee Andrews was barred permanently from practicing as a broker. Vaughn Lee Andrews worked for Pruco Securities, LLC in Shelton, CT from August 2015 to May 2018.
FINRA alleges that Vaughn Lee Andrews engaged in the following misconduct: stealing nearly $50,000 from two Pruco Securities customers.
Vaughn Lee Andrews was fired by Pruco Securities, LLC in April 2018 for misappropriating funds from 2 clients, forging a client’s signature on checks, failing to disclose a gift, and failing to disclose an outside business activity.
If you invested money through Vaughn Lee Andrews, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Investment Fraud lawyer today.