According to his Letter of Acceptance, Waiver and Consent (“AWC”) with FINRA, Infinity Financial Services broker Thomas Virgil has been suspended for six months and fined $7,500. Based on AWC 2014040301001, while a broker for MetLife Securities Inc. and Signator Investors Inc., Virgil impersonated a client to obtain an annuity surrender form, falsified the same client’s rollover request form, and forged a second customer’s signature on a broker-dealer form.
His FINRA Broker Check report reveals one settled customer dispute where the customer alleged that Virgil altered a form without authorization to effect a transaction.
Fishman Haygood represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood lawyer today.
