Maryland-based financial advisor James Glover is barred from the industry, according to a Letter of Acceptance, Waiver and Consent (“AWC”) that Glover entered into with FINRA. Glover was…
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On October 20, 2011, advisor Michael D. Shaw of VSR Financial Services, Inc. submitted a letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (“FINRA…
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