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Pin Financial Advisor Jeffery Risinger Banned from Industry

By November 30, 2015September 20th, 2017News

Pin Financial, L.L.C. advisor Jeffery Risinger has been banned from the securities industry after failing to provide documents and information relating to a FINRA investigation.

According to the Letter of Acceptance, Waiver and Consent (“AWC”) that FINRA entered into with Risinger, FINRA requested that Risinger appear and provide on-the-record testimony related to allegations that he participated in a Ponzi scheme.  In April 2015, the Securities and Exchange Commission had previously filed a complaint against Risinger and others in the United States District Court for the Southern District of Indiana.

Instead of providing testimony to FINRA, Risinger chose to consent to a permanent ban from associating “with any FINRA member in any capacity,” according to the AWC.

Risinger entered the securities industry in October 2013 and immediately began working for Pin Financial.  In May 2015, Pin notified FINRA that Risinger had been terminated.

Fishman Haygood represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood lawyer today.

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