Securities Fraud

By October 21, 2015 October 15th, 2017 Glossary

Securities fraud is broad term that encompasses broker fraud and investment fraud. It occurs when a broker or financial advisor misrepresents or omits information that an investor needed to make an informed decision about an investment strategy, and can range from a Ponzi or pyramid scheme to a broker making unauthorized trades or excessive trades.

5 STEPS YOU SHOULD TAKE TODAY IF YOU'RE THE VICTIM OF INVESTMENT FRAUD