Securities Fraud

By October 21, 2015 October 15th, 2017 Glossary

Securities fraud is broad term that encompasses broker fraud and investment fraud. It occurs when a broker or financial advisor misrepresents or omits information that an investor needed to make an informed decision about an investment strategy, and can range from a Ponzi or pyramid scheme to a broker making unauthorized trades or excessive trades.

Credit Suisse Perpetual Additional Tier 1 Securities a/k/a AT1 Bond Investors: Explore Your Legal Options