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Barred Stockbroker Kenneth Bostian Neuner

By January 26, 2018Uncategorized

The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating claims filed against stockbroker Kenneth Bostian Neuner (Ken Neuner). Kenneth Neuner is a formerly registered stockbroker who has been barred from acting as a broker by the Financial Industry Regulatory Authority (FINRA).

Neuner worked for Summit Brokerage Services, Inc in Dallas, Texas for less than a year. On March 14, 2017 Summit reported to FINRA that Summit had fired Neuner because Neuner exercised discretion with authority from his clients. Brokers who engage in unauthorized trading in their clients’ accounts may be subject to disciplinary action by FINRA or the Securities and Exchange Commission.

Kenneth Neuner was previously associated with two other Dallas firms: VSR Financial Services, Inc. and Dominion Capital Corporation. He passed two examinations including the State Securities Law Exam and the General Industry/Products Exam.

If you invested money through Ken Neuner, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence.  Contact us today to discuss your options and receive a free consultation.

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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