According to his FINRA BrokerCheck report, Brian K. Decker (CRD# 44952), of Legend Securities, has been the subject of 11 different customer complaints. Mr. Decker has been a registered representative of Legend Securities since September 2009, and prior to that, he was a registered representative of VFinance Investments, Inc.
Seven of the customer complaints have settled, two were closed with no action taken, and two remain pending. According to FINRA’s BrokerCheck report, in the first remaining complaint, the customer has alleged that Decker engaged in fraud, negligent misrepresentation, breach of fiduciary duty and churning resulting in alleged damages of $150,000.
Regarding the second remaining complaint, the customer alleges that Mr. Decker was not properly licensed when he conducted business with the customer and that Decker engaged in unauthorized transactions, failed to follow client instructions, engaged in churning, engaged in stock manipulation and improperly utilized margin.
Fishman Haygood represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood lawyer today.
