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Former New Albion Partners Broker Donald Leary Consents to FINRA Fine and Suspension

Donald Leary (Donald Charles Leary, Jr.) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Donald Leary.

In March 2018 Donald Leary was fined $7,500 and supended for 2 months from practicing as a broker. Donald Leary worked for New Albion Partners, LLC in New York, NY from August 2013 to October 2016.

Donald Leary was previously associated with Mission Capital and Brookline Group.

FINRA alleges that Donald Leary engaged in the following misconduct: engaged in unauthorized business activity without prior notice to Albion Partners and provided incorrect information on compliance forms.

Donald Leary was fired by New Albion Partners in October 2016. He has not been affiliated with any other FINRA member firms since then.

If you invested money through Donald Leary, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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