Broker Christopher Holder and Triad Advisors, LLC have been sued by a customer in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Investment Fraud Lawyers are currently investigating claims filed against stockbroker Christopher Holder.
Christopher Holder has been working for Triad Advisors in Birmingham, Alabama since 2001.
The FINRA arbitration proceeding against Christopher Holder and Triad Advisors was filed in or around December 2016, and the customer alleges that Christopher Holder was negligent and breached his fiduciary duty to the customer relating to sales of Energen. The customer seeks nearly $150,000 in damages.
If you invested money through Christopher Holder, we would like to talk to you. Fishman Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.
Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.