Skip to main content

Multiple FINRA Arbitrations Filed Against Former VFG Securities and Madison Avenue Securities Broker Mark Andrew Trewitt

Broker Mark Andrew Trewitt and his former firms VFG Securities and Madison Avenue Securities have been sued multiple times by customers in FINRA (the Financial Industry Regulatory Authority) Arbitration. FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating claims filed against stockbroker Mark Andrew Trewitt.

Mark Andrew Trewitt worked for VFG Securities in Plano, Texas from November 2010 to November 2017. Prior to that, he worked for Madison Avenue Securities, Inc. in Plano, Texas.

Mark Andrew Trewitt has been the subject of at least 13 different customer disputes according to FINRA’s BrokerCheck. Many of these disputes relate to Trewitt’s sales of Vertical Capital and Aequitas Income Opportunity Fund II.

Several FINRA arbitration proceedings have been filed against Mark Andrew Trewitt since February 2017, and the customers allege breach of fiduciary duty, unsuitable recommendations, negligence, and other claims relating to sales of oil and gas related investments and private placements.

If you invested money through Mark Andrew Trewitt, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

 

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

 

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

GWG Holdings Files for Bankruptcy: How Might That Impact L Bond Investors?

X