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Former National Planning Corporation Broker Consents to FINRA Fine and Suspension

Tim Beall (Timothy J. Beall) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Tim Beall.

In March 2018 Tim Beall was fined $10,000 and suspended for 9 months from practicing as a broker. Tim Beall worked for National Planning Corporation in Eau Claire, Michigan from July 2008 to April 2016.

FINRA alleges that Tim Beall engaged in the following misconduct: improperly participated in outside business activities.

The outside business activity related to a company that built and leased greenhouses in Colorado, as well as Soil Company/Organic Compost. Beall also facilitated the sale of $500,000 in promissory from an affiliate of the greenhouse building company to National Planning Corporation customers. Beall previously disclosed a civil judgment against him.

If you invested money through Tim Beall, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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