Former Ace Diversified Capital Broker Omer Ozeren Consents to FINRA Fine and Suspension

Omer Ozeren (Omer Ozeren) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on investor protection and market integrity through effective and efficient regulation of the securities industry. The attorneys of Fishman Haygood Investment Fraud Lawyers are currently investigating possible claims against stockbroker Omer Ozeren.

In March 2018 Omer Ozeren was fined $10,000 and suspended for 3 months from practicing as a broker. Omer Ozeren worked for ACE Diversified Capital in Los Angeles, California from July 2013 to May 2016.

FINRA alleges that Omer Ozeren engaged in the following misconduct: engaged in discretionary trading without prior written authorization and recommended investments in inverse and inverse leveraged Exchange Traded Funds (ETFs) without having a reasonable basis for the recommendations.

A prior customer complaint involved the use of margin.

Omer Ozeren has been the subject of at least 1 customer disputes.

If you invested money through Omer Ozeren, we would like to talk to you. Fishman Haygood Investment Fraud Lawyers are experienced securities litigators. We have helped hundreds of clients recover their losses that were due to broker fraud or negligence. Contact us today to discuss your options and receive a free consultation.

Fishman Haygood Investment Fraud Lawyers represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.

Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood Investment Fraud lawyer today.

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