According to his Letter of Acceptance, Waiver and Consent (“AWC”) with FINRA, Michael Inderlied was permanently barred from the securities industry for declining to provide on-the-record testimony to FINRA in regards to an unsuitability claim as detailed in AWC 2014040276902. Prior to the FINRA investigation, Inderlied entered into a Consent Order with the State of Missouri finding that he engaged in dishonest and unethical business practices leading to restitution and fines in excess of $37,000.
Based on his FINRA Broker Check Report, Interlied was the subject of two other customer disputes which were settled. The allegations included: breach of fiduciary duties, misrepresentation, negligence, unjust enrichment, and breach of contract.
Fishman Haygood represents investors who have suffered investment losses in claims against their brokers or financial advisors. Our experienced attorneys have brought securities fraud cases in state and federal courts across the nation, as well as in FINRA arbitration. We work to help investors recoup their losses.
Of course, all cases are different. For that reason, we analyze each client’s matter individually and provide our personalized evaluation only after considering all of the facts and circumstances of all possible claims. If you or someone you know is the victim of securities fraud, please contact a Fishman Haygood lawyer today.
