A federal district judge recently sentenced Jeff Carpoff, 50, to 30 years in prison relating a billion-dollar Ponzi scheme. According to a Department of Justice news release: “According…
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FINRA recently sanctioned Aegis Capital Corp. (“Aegis”), ordering the company to pay approximately $2.8 million relating to allegations of excessive and/or unsuitable trades in customer accounts. Aegis was…
Fishman Haygood Partner Lance McCardle was named Lawyer of the Year by The Best Lawyers in America® (2022). Lance McCardle was recognized in the area of Litigation: Securities. Lance practices…
Benjamin J. Wylam and Nathan A. Brown pleaded guilty recently in federal court stemming from allegations they used insider information to trade shares of Infinera Corporation. As detailed…
Fishman Haygood Partner Lance McCardle was presented the Outstanding Service Award at the Public Investors Advocate Bar Association’s (“PIABA”) Annual Meeting on October 28, 2021. The award is…
A Texas grand jury has indicted Larry Steve Bassett for first degree securities fraud, theft and money laundering. According to a news release from the Texas State Securities…
