On Mar. 19, 2023, Credit Suisse, a global investment bank and financial services firm based in Switzerland, announced its merger with UBS, a global firm providing financial services…
On Dec. 19, 2022, the Financial Industry Regulatory Authority (FINRA) permanently barred former California-based LPL Financial LLC broker John Nicholas Matson from association with any FINRA member in…
On Dec. 8, 2022, the Financial Industry Regulatory Authority (FINRA) permanently barred former New Jersey-based Monmouth Capital Management, LLC broker Caz Craffy from association with any FINRA member…
Fishman Haygood, LLP, an investor fraud litigation boutique law firm, and Stumphauzer Kolaya Nadler & Sloman, PLLC, a boutique full-service litigation firm based in Miami, Fla., announce the…
On Jan. 27, 2023, the Financial Industry Regulatory Authority (FINRA) announced that former Texas-based Stifel, Nicolaus & Co. broker Robert Earl Turner had been permanently barred from association…
Fishman Haygood, LLP, a nationally recognized law firm, announces that it has filed a class action lawsuit against Latch, Inc. (“Latch” or the “Company”) (NASDAQ: LTCH) in the…