FINRA recently sanctioned Aegis Capital Corp. (“Aegis”), ordering the company to pay approximately $2.8 million relating to allegations of excessive and/or unsuitable trades in customer accounts. Aegis was…
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Fishman Haygood Partner Lance McCardle was named Lawyer of the Year by The Best Lawyers in America® (2022). Lance McCardle was recognized in the area of Litigation: Securities. Lance practices…
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Benjamin J. Wylam and Nathan A. Brown pleaded guilty recently in federal court stemming from allegations they used insider information to trade shares of Infinera Corporation. As detailed…
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Fishman Haygood Partner Lance McCardle was presented the Outstanding Service Award at the Public Investors Advocate Bar Association’s (“PIABA”) Annual Meeting on October 28, 2021. The award is…
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A Texas grand jury has indicted Larry Steve Bassett for first degree securities fraud, theft and money laundering. According to a news release from the Texas State Securities…
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Alan Anderson of Walnut Creek, California, was indicted by a federal grand jury recently on charges he used false and fraudulent statements to induce investors to make contributions…
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