In the low interest rate environment of the past several years, master limited partnerships (MLPs) became quite popular and were promoted by brokers as investments that would earn…
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A master limited partnership, which is sometimes referred to as a publicly traded partnership, is a limited partnership that is publicly traded on an exchange. It seeks to…
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Former VSR Financial Services, Inc. brokers Paul Larsen and Quentin Silic of Naples, Florida agreed to be banned from the securities industry following a FINRA inquiry into “possible…
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Robert J. Regan, a registered representative of NFP Advisor Services, L.L.C., accepted a suspension and fine from FINRA relating to allegations regarding his participation in private placement investments. …
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Morissa F. Rivo, a former representative of Signator Investors, Inc. and MetLife Securities, Inc., consented to FINRA’s sanction that she be barred from the securities industry. According to…
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A variable annuity is a contract between you and an insurance company, under which the insurer agrees to make periodic payments to you, beginning either immediately or at…
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