Fishman Haygood, LLP, an investor fraud litigation boutique law firm, and Stumphauzer Kolaya Nadler & Sloman, PLLC, a boutique full-service litigation firm based in Miami, Fla., announce the…
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On Jan. 27, 2023, the Financial Industry Regulatory Authority (FINRA) announced that former Texas-based Stifel, Nicolaus & Co. broker Robert Earl Turner had been permanently barred from association…
Fishman Haygood, LLP, a nationally recognized law firm, announces that it has filed a class action lawsuit against Latch, Inc. (“Latch” or the “Company”) (NASDAQ: LTCH) in the…
On Aug. 12, 2022, the Financial Industry Regulatory Authority (FINRA) announced that former Baton Rouge-based Park Avenue Securities registered representative Bradley S. Kavanagh had been permanently barred from…
On Nov. 17, 2022, the Financial Industry Regulatory Authority (FINRA) announced that former J.P. Morgan Advisors broker Edward L. Turley had been permanently barred. FINRA’s decision was made…
The Wall Street Journal reports that GWG Holdings, Inc., an alternative asset manager, filed for bankruptcy on Wednesday, Apr. 20, 2022. Known for selling life-insurance bonds to retail investors, GWG’s…
