Fishman Haygood, LLP, an investor fraud litigation boutique law firm, and Stumphauzer Kolaya Nadler & Sloman, PLLC, a boutique full-service litigation firm based in Miami, Fla., announce the…
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On Jan. 27, 2023, the Financial Industry Regulatory Authority (FINRA) announced that former Texas-based Stifel, Nicolaus & Co. broker Robert Earl Turner had been permanently barred from association…
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Fishman Haygood, LLP, a nationally recognized law firm, announces that it has filed a class action lawsuit against Latch, Inc. (“Latch” or the “Company”) (NASDAQ: LTCH) in the…
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On Aug. 12, 2022, the Financial Industry Regulatory Authority (FINRA) announced that former Baton Rouge-based Park Avenue Securities registered representative Bradley S. Kavanagh had been permanently barred from…
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On Nov. 17, 2022, the Financial Industry Regulatory Authority (FINRA) announced that former J.P. Morgan Advisors broker Edward L. Turley had been permanently barred. FINRA’s decision was made…
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The Wall Street Journal reports that GWG Holdings, Inc., an alternative asset manager, filed for bankruptcy on Wednesday, Apr. 20, 2022. Known for selling life-insurance bonds to retail investors, GWG’s…
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