Christopher Matthew Meredith of Shawnee, Kansas, was recently sentenced to 14 years in federal prison in connection with a $6.8 million securities fraud scheme. According to a news…
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As more and more people turn to social media for news and other important information, the SEC is warning against investing in the “heavily-promoted companies with smaller market…
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A federal grand jury has indicted four individuals—Juan Enrique Kramer, Adriana Pastor, Noel Olguin, and Karina Hernandez—for wire fraud and conspiracy to commit wire fraud for allegedly defrauding…
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Randall Fields recently consented to the revocation of his registration as an investment adviser representative in connection with allegations of breach of fiduciary duty stemming from an options…
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A Travis County Grand Jury recently indicted Carl William Pollock on charges of securities fraud, theft and money laundering in connection with a scheme to raise funds for…
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On May 20, 2021, Eric Malley, the founder and former CEO of MG Capital Management, L.P., a real estate private equity investment firm, pled guilty to fraudulently soliciting…
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