Brokers Jason Gitter, Regina Avery Gordon, and Steven Matthew Gitter and Voya Financial Advisors, Inc. have been sued by a customer in FINRA (the Financial Industry Regulatory Authority)…

Joseph Pratte (Joseph Glenn Pratte) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on…

Brandon Rudolph (Brandon Carl Rudolph) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on…

James Knee (James Edward Knee) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on…

Brian Decker (Brian Keith Decker) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on…

Philip Fatta (Philip Orezio Fatta) has consented to a sanction from FINRA (the Financial Industry Regulatory Authority). FINRA is a non-governmental regulator of securities firms that focuses on…